SPI Energy discloses Nasdaq non-compliance notice
Written by Emily J. Thompson, Senior Investment Analyst
Updated: Aug 26 2024
0mins
Nasdaq Compliance Issue: SPI Energy has been notified by Nasdaq that it is not in compliance with listing requirements due to the failure to file its Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 2024.
Regulatory Requirements: The non-compliance is based on Nasdaq Listing Rule 5250(c)(1), which mandates timely filing of all required periodic reports with the SEC.
About the author
Emily J. Thompson
Emily J. Thompson, a Chartered Financial Analyst (CFA) with 12 years in investment research, graduated with honors from the Wharton School. Specializing in industrial and technology stocks, she provides in-depth analysis for Intellectia’s earnings and market brief reports.
