Univest Securities, LLC Announces Closing of $4.2 Million Registered Direct Offering for its Client Garden Stage Limited (NASDAQ: GSIW)
Offering Details: Univest Securities, LLC announced the closing of a registered direct offering for Garden Stage Limited, selling 38,406,345 ordinary shares at $0.11 per share, generating approximately $4.2 million in gross proceeds.
Company Background: Garden Stage Limited is a Hong Kong-based financial services provider engaged in various activities including securities dealing, asset management, and investment advisory services through its wholly-owned subsidiaries.
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I Win Asset Management and eBroker Group Limited Establish Strategic Partnership
Strategic Partnership Announcement: I Win Asset Management Limited has formed a strategic partnership with eBroker Group Limited and Royal Family Office to create an AI-driven investment fund called the "I Win Growth Global Equity (AI-Enabled) Segregated Portfolio."
Fund Management and Structure: The fund will be co-managed by I Win Asset Management and Quantsmile (HK) Ltd, structured as a Cayman Islands Segregated Portfolio long/short equity hedge fund, utilizing eBroker's AI system, eBrAIny, for portfolio construction.
Investment Focus: The fund aims to provide professional investors with a unique investment option focused on low volatility and high Sharpe ratio.
Company Background: Garden Stage Ltd., the parent company of I Win Asset Management, is a Hong Kong-based financial services provider specializing in placing and underwriting, securities dealing, and asset management services.
Garden Stage Issued Non-Compliance Notice by Nasdaq
Delinquency Notification: Garden Stage (NASDAQ: GSIW) received a notification from Nasdaq on September 5, 2025, indicating non-compliance with the minimum bid price requirement due to shares trading below $1.00 for 30 consecutive business days.
Compliance Period: The company has 180 calendar days, until March 4, 2026, to regain compliance with the minimum bid price requirement set by Nasdaq.
